OMB control number
Form 3 - Initial Statement of Beneficial Ownership of Securities
OMB 3235-0104 · SEC.
OMB 3235-0104
Congress enacted Section 16 of the Securities Exchange Act of 1934 (“Exchange Act”) to address insider trading. Pursuant to Section 16(a), every person who owns more than ten percent of any class of equity security (other than an exempted security) which is registered under Section 12 of the Exchange Act, or who is a director or an officer of the issuer of such security (collectively “reporting persons”) are required to file statements disclosing their ownership of the issuer’s equity securities. The Commission adopted Form 3 (17 CFR 249.103) pursuant to Section 16. Form 3 requires disclosure of certain information about a reporting person and their beneficial ownership of the relevant class of securities. A reporting person must file a Form 3 within ten days after the event by which the person becomes a reporting person.
The latest form for Form 3 - Initial Statement of Beneficial Ownership of Securities expires 2029-08-31 and is listed under ICR 202603-3235-012.
View the official OMB control history on Reginfo.gov.
SEC filings made via the EDGAR database are searchable on SEC.report, along with a feed of the latest filings for OMB 3235-0104: Form 3 filings
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