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e-CFR
Data is current as of July 27, 2012

Title 27:
Alcohol, Tobacco and Firearms
PART 555—COMMERCE IN EXPLOSIVES
Subpart D—Licenses and Permits

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§ 555.57   Change of control, change in
responsible persons, and change of employees.

(a) In the case of a corporation or association holding a license or
permit under this part, if actual or legal control of the corporation or
association changes, directly or indirectly, whether by reason of change
in stock ownership or control (in the corporation holding a license or
permit or in any other corporation), by operation of law, or in any other
manner, the licensee or permittee shall, within 30 days of the change,
give written notification executed under the penalties of perjury, to the
Chief, Firearms and Explosives Licensing Center. Upon expiration of the
license or permit, the corporation or association shall file an ATF F
5400.13 or an ATF F 5400.16 as required by §555.45, and pay the fee
prescribed in §555.42(b) or §555.43(b).

(b) For all licenses or permits issued on and after May 24, 2003, each
person holding the license or permit must report to the Chief, Firearms
and Explosives Licensing Center, any change in responsible persons or
employees authorized to possess explosive materials. Such report must be
submitted within 30 days of the change and must include appropriate
identifying information for each responsible person. Reports relating to
newly hired employees authorized to possess explosive materials must be
submitted on ATF F 5400.28 for each employee.

(c) Upon receipt of a report, the Chief, Firearms and Explosives
Licensing Center, will conduct a background check, if appropriate, in
accordance with §555.33.

(d) The reports required by paragraph (b) of this section must be
retained as part of a licensee's or permittee's permanent records for the
period specified in §555.121.
(Approved by the Office of Management and
Budget under control number 1140–0074)

[T.D. ATF–87, 46 FR 40384, Aug. 7, 1981, as amended by T.D. ATF–290, 54
FR 53054, Dec. 27, 1989; ATF No. 1, 68 FR 13786, Mar. 20, 2003]

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