Disclosures by Insurers to General Account Policyholders

OMB 1210-0114

OMB 1210-0114

Section 1460 of the Small Business Job Protection Act of 1996 (Pub. L. 104-188) added a new Section 401(c) to ERISA to establish requirements for "Transition Policies" issued before December 31, 1998, to employee benefit plans, under which plan assets are held in the insurer's general account. The regulation at 29 CFR 2550-.401(c)requires financial information to be provided to the plan policyholder when the policy is first issued, annually, and upon request.

The latest form for Disclosures by Insurers to General Account Policyholders expires 2021-11-30 and can be found here.

Latest Forms, Documents, and Supporting Material
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 Extension without change of a currently approved collection 2021-09-27
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