Rule 31a-2: Records to be preserved by registered investment companies, certain majority-owned subsidiaries thereof, and other persons having transactions with registered investment companies.

OMB 3235-0179

Rule 31a-2 under the Investment Company Act of 1940 ("Act") (17 CFR 270.31a-2) specifies the time periods that entities must retain certain books and records, including those required to be maintained under rule 31a-1 under the Act.

The latest form for Rule 31a-2: Records to be preserved by registered investment companies, certain majority-owned subsidiaries thereof, and other persons having transactions with registered investment companies. expires 2023-01-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
Rule 31a-2 (MMF Adoption 2023) Supporting Statement.pdf Supporting Statement A
Rule 31a-2: Records to be preserved by registered investment companies, certain majority-owned subsidiaries thereof, and other persons having transactions with registered investment companies

All Historical Document Collections

202309-3235-013 Approved without change	Revision of a currently approved collection	2023-09-25
202207-3235-030 Approved without change	Extension without change of a currently approved collection	2022-10-04
202202-3235-011 Comment filed on proposed rule and continue	Revision of a currently approved collection	2022-02-09
201906-3235-012 Approved without change	Extension without change of a currently approved collection	2019-10-30
201611-3235-025 Approved without change	Revision of a currently approved collection	2017-01-03
201512-3235-008 Comment filed on proposed rule and continue	Revision of a currently approved collection	2015-12-08
201505-3235-021 Approved without change	Extension without change of a currently approved collection	2015-10-06
201211-3235-018 Approved without change	Extension without change of a currently approved collection	2012-11-21
200910-3235-011 Approved without change	Extension without change of a currently approved collection	2010-01-13
200701-3235-019 Approved without change	Extension without change of a currently approved collection	2007-04-24
200407-3235-030 Approved without change	Revision of a currently approved collection	2004-07-21
200401-3235-006 Comment filed on proposed rule and continue	Revision of a currently approved collection	2004-01-21
200210-3235-011 Approved without change	Extension without change of a currently approved collection	2002-10-31
199911-3235-002 Approved without change	Revision of a currently approved collection	1999-11-02
199904-3235-016 Approved without change	Extension without change of a currently approved collection	1999-04-20
199602-3235-001 Approved without change	Extension without change of a currently approved collection	1996-02-29
199304-3235-002 Approved without change	Revision of a currently approved collection	1993-04-08
199005-3235-002 Approved without change	Revision of a currently approved collection	1990-05-23
198904-3235-003 Approved without change	Revision of a currently approved collection	1989-04-07
198609-3235-006 Approved without change	Revision of a currently approved collection	1986-09-17
198508-3235-017 Approved without change	Revision of a currently approved collection	1985-08-23
198207-3235-005 Approved without change	Extension without change of a currently approved collection	1982-07-27
198110-3235-038 Approved without change	New collection (Request for a new OMB Control Number)	1981-10-23