Reporting and Disclosure Requirements Associated with Regulation H (Securities of State Member Banks)

OMB 7100-0091

The Board’s Regulation H - Membership of State Banking Institutions in the Federal Reserve System (12 CFR Part 208) requires state member banks (SMBs) whose securities are subject to registration pursuant to the Securities Exchange Act of 1934 (Exchange Act) to disclose certain information to shareholders and securities exchanges and to report information relating to their securities to the Board using forms adopted by the Securities and Exchange Commission (SEC) and in compliance with certain rules and regulations adopted by the SEC.

The latest form for Reporting and Disclosure Requirements Associated with Regulation H (Securities of State Member Banks) expires 2023-02-28 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
FRH1_202230226_omb.pdf Supporting Statement A
Reporting Form 10 (17 CFR 249.210)
Disclosure Form 5 (17 CFR 240.16a-3(k))
Disclosure Form 4 (17 CFR 240.16a-3(k))
Disclosure Form 3 (17 CFR 240.16a-3(k))
Reporting and Disclosure Form 15 (17 CFR 249.323)
Reporting and Disclosure Rule 12b-25 (17 CFR 240.12b-25) and Form 12b-25 (17 CFR 249.322)
Reporting and Disclosure Rule 14f-l (17 CFR 240.14f-l)
Reporting and Disclosure Regulation 14C (17 CFR 240.14c-1 et seq.) and Schedule 14C (17 CFR 240.14c-101)
Reporting and Disclosure Regulation 14A (17 CFR 240.14a-1 et seq.) and Schedule 14A (17 CFR 240.14a-101)
Reporting and Disclosure Rule 13e-3 (17 CFR 240.13e) and Schedule 13E-3 (17 CFR 240.13e-100)
Reporting Form 10-K (17 CFR 249.310)
Reporting Form 10-Q (17 CFR 249.308a)
Reporting Form 8-K (17 CFR 249.308)
Reporting Regulation 14D (17 CFR 240.14d-1 through 240.14d-103) and Schedule 14D-9 (17 CFR 240.14d-101)
Reporting Rule 13e-l (17 CFR 240.13e-1)
Reporting Regulation 12B (17 CFR 240.12b-1 through 240.12b-37)
Reporting Form 8-A (17 CFR 249.208a)

All Historical Document Collections

202302-7100-008 Approved without change	Extension without change of a currently approved collection	2023-02-26
202203-7100-002 Approved without change	No material or nonsubstantive change to a currently approved collection	2023-02-26
202002-7100-015 Approved without change	Revision of a currently approved collection	2020-02-24
202002-7100-012 Approved without change	No material or nonsubstantive change to a currently approved collection	2020-02-24
201608-7100-006 Approved without change	Extension without change of a currently approved collection	2016-08-10
201607-7100-005 Approved without change	No material or nonsubstantive change to a currently approved collection	2016-08-10
201301-7100-013 Approved without change	Extension without change of a currently approved collection	2013-04-10
201212-7100-003 Approved without change	No material or nonsubstantive change to a currently approved collection	2012-12-11
201001-7100-009 Approved without change	Extension without change of a currently approved collection	2010-04-21
200911-7100-005 Approved without change	No material or nonsubstantive change to a currently approved collection	2009-11-20
200704-7100-003 Approved without change	Extension without change of a currently approved collection	2007-05-17
200703-7100-008 Approved without change	No material or nonsubstantive change to a currently approved collection	2007-03-30
200406-7100-004 Approved without change	Extension without change of a currently approved collection	2004-06-18
200402-7100-005 Approved without change	No material or nonsubstantive change to a currently approved collection	2004-02-04
200101-7100-002 Approved without change	Extension without change of a currently approved collection	2001-01-08
200011-7100-002 Approved without change	No material or nonsubstantive change to a currently approved collection	2000-11-09
199801-7100-006 Approved without change	Extension without change of a currently approved collection	1998-01-14
199711-7100-008 Approved with change	No material or nonsubstantive change to a currently approved collection	1997-11-26
199711-7100-007 Approved with change	No material or nonsubstantive change to a currently approved collection	1997-11-26
199703-7100-010 Approved with change	No material or nonsubstantive change to a currently approved collection	1997-03-13
199406-7100-003 Approved without change	Reinstatement with change of a previously approved collection	1994-06-30
199405-7100-008 Approved with change	No material or nonsubstantive change to a currently approved collection	1994-05-24
199105-7100-010 Approved with change	No material or nonsubstantive change to a currently approved collection	1991-05-15
199101-7100-006 Approved without change	Revision of a currently approved collection	1991-01-18
199011-7100-003 Approved with change	No material or nonsubstantive change to a currently approved collection	1990-11-20
198906-7100-028 Approved with change	No material or nonsubstantive change to a currently approved collection	1989-06-05
198802-7100-001 Approved without change	Revision of a currently approved collection	1988-02-03
198412-7100-008 Approved with change	No material or nonsubstantive change to a currently approved collection	1984-12-20
198411-7100-002 Approved without change	Revision of a currently approved collection	1984-11-29
198308-7100-012 Approved with change	No material or nonsubstantive change to a currently approved collection	1983-08-13
198107-7100-013 Approved without change	Extension without change of a currently approved collection	1981-07-15
198104-7100-064 Approved without change	Revision of a currently approved collection	1981-04-30

OMB Details

Reporting Form 10 (17 CFR 249.210)

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight