Regulatory Capital Reporting for Institutions Subject to the Advanced Capital Adequacy Framework

OMB 7100-0319

The FFIEC 101 collects data regarding the levels and components of risk-based capital from firms subject to the Board’s advanced approaches capital framework (advanced approaches framework), as well as data regarding the supplementary leverage ratio (SLR) from firms subject to that requirement. The FFIEC 101 must be filed quarterly by certain large or internationally active state member banks (SMBs), bank holding companies (BHCs), savings and loan holding companies (SLHCs) that are subject to the advanced approaches framework and other Board-regulated institutions that adopt the framework on a voluntary basis (collectively, advanced approaches banking organizations); additionally, certain BHCs, SLHCs, SMBs, and U.S. intermediate holding companies (IHCs) that are not advanced approaches banking organizations must report only certain information regarding the SLR.

The latest form for Regulatory Capital Reporting for Institutions Subject to the Advanced Capital Adequacy Framework expires 2023-12-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
Form FFIEC 101 SMBs Form
Form FFIEC 101 IHCs Form
Form FFIEC 101 BHCs and SLHCs (SLR Tables 1 and 2 only) Form
Form FFIEC 101 BHCs and SLHCs Form
FFIEC101_20231016_18_question_omb.pdf Supplementary Document
FFIEC101_20231016_omb.pdf Supporting Statement A
SMBs Form
IHCs Form
BHCs and SLHCs (SLR Tables 1 and 2 only) Form
BHCs and SLHCs Form

All Historical Document Collections

202310-7100-002 Approved without change	Extension without change of a currently approved collection	2023-10-16
202011-7100-005 Approved without change	Revision of a currently approved collection	2020-11-25
202005-7100-011 Approved without change	Revision of a currently approved collection	2020-05-20
202004-7100-003 Approved without change	Revision of a currently approved collection	2020-04-02
202001-7100-006 Approved without change	Revision of a currently approved collection	2020-02-06
201902-7100-007 Approved without change	Revision of a currently approved collection	2019-02-19
201807-7100-017 Approved without change	Revision of a currently approved collection	2018-07-31
201705-7100-013 Approved without change	Revision of a currently approved collection	2017-06-02
201608-7100-008 Approved without change	Revision of a currently approved collection	2016-08-18
201401-7100-003 Approved without change	Revision of a currently approved collection	2014-01-15
201101-7100-014 Approved without change	Revision of a currently approved collection	2011-01-28
200804-7100-005 Approved without change	No material or nonsubstantive change to a currently approved collection	2008-04-24
200610-7100-001 Approved without change	New collection (Request for a new OMB Control Number)	2008-01-30

OMB Details

SMBs

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight

Form FFIEC 101	Regulatory Capital Reporting for Institutions Subject to the Advanced Capital Adequacy Framework	www.ffiec.gov/ffiec_report_forms.htm	Form
Form		www.ffiec.gov/ffiec_report_forms.htm	Other
Form		www.ffiec.gov/ffiec_report_forms.htm	Instruction
Form		www.ffiec.gov/ffiec_report_forms.htm	Other

Review document collections for all forms, instructions, and supporting documents - including paper/printable forms.