Information Collection

Rules Relating To The Operations And Activities Of Commodity Pool Operators And Commodity Trading Advisors And To Monthly Reporting By Futures Commission Merchants

IC 148835 under ICR 198106-3038-001 · OMB 3038-0005.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0005 can be found here:

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Information Collection (IC) Details

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IC Title:	RULES RELATING TO THE OPERATIONS AND ACTIVITIES OF COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS AND TO MONTHLY REPORTING BY FUTURES COMMISSION MERCHANTS	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Available Electronically?	Can Be Submitted Electronically?
Form	413	No	No
Form	421	No	No
Form	422	No	No
Form	423	No	No
Form	431	No	No
Form	432	No	No
Form	133	No	No

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 3,167	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate
Annual Number of Responses for this IC	9,798,677	9,798,677
Annual IC Time Burden (Hours)	738,828	738,828
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.