Information Collection

Qualifications And Fees Relating To Broker-dealers Not Members Of A National Securities Association (17 Cfr 240.15b8-1)

IC 158581 under ICR 198109-3235-040 · OMB 3235-0135.

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Information Collection (IC) Details

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IC Title:	QUALIFICATIONS AND FEES RELATING TO BROKER-DEALERS NOT MEMBERS OF A NATIONAL SECURITIES ASSOCIATION (17 CFR 240.15B8-1)	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 333	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate
Annual Number of Responses for this IC	1,000	1,000
Annual IC Time Burden (Hours)	333	333
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.