Information Collection

Annual Assessments For Seco Brokers And Dealers, (17 Cfr 240.15b9-2), Form Seco-4-81 (17 Cfr 249.5040)

IC 158610 under ICR 198110-3235-007 · OMB 3235-0146.

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IC Title:

ANNUAL ASSESSMENTS FOR SECO BROKERS AND DEALERS, (17 CFR 240.15B9-2), FORM SECO-4-81 (17 CFR 249.5040)

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 400

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

table that charts list of burden
	Approved	Change Due to Adjustment in Agency Estimate
Annual Number of Responses for this IC	400	400
Annual IC Time Burden (Hours)	600	600
Annual IC Cost Burden (Dollars)	0	0

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Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.