Information Collection

Application For Registration As A Broker Or Dealer (17 Cfr 240.15b1-1) Form Bd (17 Cfr 249.501).

IC 157892 under ICR 198306-3235-006 · OMB 3235-0012.

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Documents and Forms

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Information Collection (IC) Details

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IC Title:	APPLICATION FOR REGISTRATION AS A BROKER OR DEALER (17 CFR 240.15B1-1) FORM BD (17 CFR 249.501).	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Available Electronically?	Can Be Submitted Electronically?
Form	FORM BD	No	No
Form	17 CFR	No	No
Form	249.501	No	No

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 1,075	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	1,075	0	1,075
Annual IC Time Burden (Hours)	4,000	-1,375	5,375
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.