Information Collection

Recordkeeping (by Sec Only Firms) 17 Cfr 240.15b10-6

IC 177399 under ICR 198308-3235-041 · OMB 3235-0297.

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type

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IC Title:

RECORDKEEPING (BY SEC ONLY FIRMS) 17 CFR 240.15B10-6

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 435

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

table that charts list of burden
	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	78,300	0	78,300
Annual IC Time Burden (Hours)	156,000	-157,200	313,200
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.