Customer Protection-reserve And Custody Of Securities Rule 15c3-3 (17 Cfr Para 240.15c3-3)

CUSTOMER PROTECTION-RESERVE AND CUSTODY OF SECURITIES RULE 15C3-3 (17 CFR PARA 240.15C3-3)

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0078 can be found here:

Documents and Forms

Document Name Document Type

no available documents/forms check other ICs listed under this ICR

Information Collection (IC) Details

IC Title:	CUSTOMER PROTECTION-RESERVE AND CUSTODY OF SECURITIES RULE 15C3-3 (17 CFR PARA 240.15C3-3)	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Available Electronically?	Can Be Submitted Electronically?
Form	RULE 15C3-3	No	No
Form	(17 CFR	No	No
Form	240.15C-3)	No	No

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 1,000	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	44,000	20,800	23,200
Annual IC Time Burden (Hours)	110,000	-6,000	116,000
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.