Information Collection

Registration And Regulation Of Brokers And Dealers

IC 132605 under ICR 198406-1557-004 · OMB 1557-0095.

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Documents and Forms

Documents and forms in this information collection
Document Name	Document Type

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IC Title:

REGISTRATION AND REGULATION OF BROKERS AND DEALERS

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Available Electronically?	Can Be Submitted Electronically?
Form	MSD, MSDW,	No	No
Form	MSD-4	No	No
Form	MSD-5	No	No

Line of Business:

Subfunction:

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 2,719

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

table that charts list of burden
	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	2,719	2,319	400
Annual IC Time Burden (Hours)	1,147	1,047	100
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.