Information Collection

Fingerprinting Requirements For Securities Industry Professionals (17 Cfr Para. 240.17f-2(a)))

IC 158005 under ICR 198407-3235-004 · OMB 3235-0034.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0034 can be found here:

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Information Collection (IC) Details

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IC Title:	FINGERPRINTING REQUIREMENTS FOR SECURITIES INDUSTRY PROFESSIONALS (17 CFR PARA. 240.17F-2(A)))	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 9,473	Number of Respondents for Small Entity: 0

Affected Public: Individuals or Households

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	123,149	0	123,149
Annual IC Time Burden (Hours)	61,575	11,575	50,000
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.