Information Collection

Rule 17ab2-1 Registration Of Clearing Agencies (17 Cfr 240.17ab2-1) And Form Ca-1 (17 Cfr 249b.200)

IC 158866 under ICR 198410-3235-013 · OMB 3235-0195.

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Documents and Forms

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Information Collection (IC) Details

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IC Title:	RULE 17AB2-1 REGISTRATION OF CLEARING AGENCIES (17 CFR 240.17AB2-1) AND FORM CA-1 (17 CFR 249B.200)	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	CA-1				No	No
Form	(SEC 1853)				No	No

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 12	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Previously Approved
Annual Number of Responses for this IC	12	12
Annual IC Time Burden (Hours)	260	260
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.