Information Collection

Rule 10f-3 Under The Investment Company Act Of 1940, Exemption Of Acquisition Of Securities During The Existence Of Underwriting Syndicate.

IC 159018 under ICR 198611-3235-002 · OMB 3235-0226.

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Information Collection (IC) Details

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IC Title:	RULE 10F-3 UNDER THE INVESTMENT COMPANY ACT OF 1940, EXEMPTION OF ACQUISITION OF SECURITIES DURING THE EXISTENCE OF UNDERWRITING SYNDICATE.	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 1	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	600	-1,800	2,400
Annual IC Time Burden (Hours)	1,200	0	1,200
Annual IC Cost Burden (Dollars)	0	0	0

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