Information Collection

Customer Protection - Reserves And Custody Of Securities Exchange Act Of 1934 Rule 15c3-3 (17 Cfr 240. 15c3-3)

IC 158317 under ICR 198707-3235-002 · OMB 3235-0078.

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Documents and Forms

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Information Collection (IC) Details

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IC Title:	CUSTOMER PROTECTION - RESERVES AND CUSTODY OF SECURITIES SECURITIES EXCHANGE ACT OF 1934 RULE 15C3-3 (17 CFR 240. 15C3-3)	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Available Electronically?	Can Be Submitted Electronically?
Form	RULE 15C3-3	No	No
Form	(17 CFR	No	No
Form	240.15C3-3)	No	No

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 1,000	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Previously Approved
Annual Number of Responses for this IC	44,000	44,000
Annual IC Time Burden (Hours)	110,000	110,000
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.