Information Collection

Supplemental Current Financial And Operational Reports To Be Made By Certain Exchange Members, Brokers, And Dealers. Rule 17a-11 (17 Cfr 240.17a-11)

IC 177285 under ICR 198904-3235-017 · OMB 3235-0085.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0085 can be found here:

Documents and Forms

Document Name Document Type

No indexed documents/forms are available for this IC yet. A refresh has been queued.

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	SUPPLEMENTAL CURRENT FINANCIAL AND OPERATIONAL REPORTS TO BE MADE BY CERTAIN EXCHANGE MEMBERS, BROKERS, AND DEALERS. RULE 17A-11 (17 CFR 240.17A-11)	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Available Electronically?	Can Be Submitted Electronically?
Form	240.17A-11	No	No
Form	RULE NO.	No	No
Form	RULE 17A-11	No	No
Form	17 CFR	No	No

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 600	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Previously Approved
Annual Number of Responses for this IC	1,200	1,200
Annual IC Time Burden (Hours)	6,600	6,600
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.