Information Collection

Initiation Or Resumption Of Quotations Without Specified Information Rule 15c2-11 (17 Cfr Section 240.15c2-11)

IC 158909 under ICR 199102-3235-004 · OMB 3235-0202.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0202 can be found here:

Documents and Forms

Document Name Document Type

No indexed documents/forms are available for this IC yet. A refresh has been queued.

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	INITIATION OR RESUMPTION OF QUOTATIONS WITHOUT SPECIFIED INFORMATION RULE 15C2-11 (17 CFR SECTION 240.15C2-11)	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	PARA 240.15C				No	No
Form	RULE 15C2-11				No	No

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 1	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	550	-2,650	3,200
Annual IC Time Burden (Hours)	7,700	6,875	825
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.