Information Collection

Application For Registration As A Broker Or Dealer (17 Cfr 240.15b1-1), Form Bd (17 Cfr 249.501)

IC 157897 under ICR 199103-3235-003 · OMB 3235-0012.

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Documents and Forms

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Information Collection (IC) Details

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IC Title:	APPLICATION FOR REGISTRATION AS A BROKER OR DEALER (17 CFR 240.15B1-1), FORM BD (17 CFR 249.501)	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	SEC 1480				No	No

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 2,500	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	2,500	-1,214	3,714
Annual IC Time Burden (Hours)	7,500	-3,921	11,421
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.