Information Collection

Rule 11a-3 Under The Investment Company Act Of 1940 Allowance Of Certain Exchange Offers By Open-end Investment Companies & Their Principal Underwriters

IC 159505 under ICR 199108-3235-015 · OMB 3235-0358.

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Information Collection (IC) Details

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IC Title:	RULE 11A-3 UNDER THE INVESTMENT COMPANY ACT OF 1940 ALLOWANCE OF CERTAIN EXCHANGE OFFERS BY OPEN-END INVESTMENT COMPANIES & THEIR PRINCIPAL UNDERWRITERS	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 2,800	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	2,800	350	2,450
Annual IC Time Burden (Hours)	5,600	700	4,900
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.