FINANCIAL STATEMENT AND RECORDKEEPING REQUIREMENTS FOR REGISTERED HOLDING COMPANIES AND SUBSIDIARIES - RULE 26

ICR 199108-3235-023

OMB: 3235-0183

Federal Form Document

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Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0183 199108-3235-023
Historical Active 198808-3235-024
SEC
FINANCIAL STATEMENT AND RECORDKEEPING REQUIREMENTS FOR REGISTERED HOLDING COMPANIES AND SUBSIDIARIES - RULE 26
Extension without change of a currently approved collection   No
Regular
Approved without change 11/01/1991
Retrieve Notice of Action (NOA) 08/01/1991
  Inventory as of this Action Requested Previously Approved
09/30/1994 09/30/1994 09/30/1991
1 0 1
1 0 1
0 0 0

RULE 26 PROVIDES THAT REGISTERED HOLDING COMPANIES AND THEIR SUBSIDIARIES SHALL CONFORM TO THE REQUIREMENTS OF REGULATION S-X (17 CFR PART 210), SHALL MAKE AND KEEP VARIABLE BOOKS, ACCOUNTS, AND RECORDS, AND THAT EVERY REGISTERED SYSTEM SHALL IDENTIFY IN ITS FORM U5S (17 CFR 5S) THE CHART OF ACCOUNTS USED BY IT FOR EACH SUBSIDIARY. THE CHART OF ACCOUNTS IS NEEDED TO REVIEW FINANCIAL

None
None


No

1
IC Title Form No. Form Name
FINANCIAL STATEMENT AND RECORDKEEPING REQUIREMENTS FOR REGISTERED HOLDING COMPANIES AND SUBSIDIARIES - RULE 26

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 1 1 0 0 0 0
Annual Time Burden (Hours) 1 1 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
08/01/1991


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