Information Collection

Notice Claiming Status As Exempt Transfer Agent

IC 161469 under ICR 199304-7100-006 · OMB 7100-0137.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 7100-0137 can be found here:

Documents and Forms

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Information Collection (IC) Details

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IC Title:	NOTICE CLAIMING STATUS AS EXEMPT TRANSFER AGENT	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Voluntary

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	FR 4013				No	No

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 6	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Previously Approved
Annual Number of Responses for this IC	6	6
Annual IC Time Burden (Hours)	12	12
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.