Information Collection

Net Capital Requirement For Brokers Or Dealers -- Rule 15c3-1, 17 Cfr 240.15c3-1

IC 158894 under ICR 199305-3235-009 · OMB 3235-0200.

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Information Collection (IC) Details

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IC Title:	NET CAPITAL REQUIREMENT FOR BROKERS OR DEALERS -- RULE 15C3-1, 17 CFR 240.15C3-1	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 7,000	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	1,162	12	1,150
Annual IC Time Burden (Hours)	1,162	12	1,150
Annual IC Cost Burden (Dollars)	0	0	0

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.