Information Collection

Supplemental Current Financial And Operational Reports To_be Made By Certain Exchange Members, Brokers, And Dealers_-- Rule 17a-11, 17 Cfr 240.17a-11

IC 158359 under ICR 199307-3235-005 · OMB 3235-0085.

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Information Collection (IC) Details

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IC Title:	SUPPLEMENTAL CURRENT FINANCIAL AND OPERATIONAL REPORTS TO_BE MADE BY CERTAIN EXCHANGE MEMBERS, BROKERS, AND DEALERS_-- RULE 17A-11, 17 CFR 240.17A-11	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	17 CFR				No	No
Form	RULE 17A-11				No	No

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 650	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	650	-550	1,200
Annual IC Time Burden (Hours)	650	-5,950	6,600
Annual IC Cost Burden (Dollars)	0	0	0

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