Information Collection

Offers Of Exchange By Open-end Investment Companies Other Than Separate Accounts -- Rule 11a-3, Investment Company Act, 1940

IC 159506 under ICR 199406-3235-004 · OMB 3235-0358.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0358 can be found here:

Documents and Forms

Document Name Document Type

No indexed documents/forms are available for this IC yet. A refresh has been queued.

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	OFFERS OF EXCHANGE BY OPEN-END INVESTMENT COMPANIES OTHER THAN SEPARATE ACCOUNTS -- RULE 11A-3, INVESTMENT COMPANY ACT, 1940	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 3,000	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	3,000	200	2,800
Annual IC Time Burden (Hours)	6,000	400	5,600
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.