Information Collection

Financial And Disciplinary Information That Investment Advisers Are Required To Disclose To Clients -- Rule 206(4)-4

IC 159473 under ICR 199406-3235-006 · OMB 3235-0345.

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Information Collection (IC) Details

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IC Title:	FINANCIAL AND DISCIPLINARY INFORMATION THAT INVESTMENT ADVISERS ARE REQUIRED TO DISCLOSE TO CLIENTS -- RULE 206(4)-4	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 1,231	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	1,847	1,037	810
Annual IC Time Burden (Hours)	9,233	3,158	6,075
Annual IC Cost Burden (Dollars)	0	0	0

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.