Books And Records To Be Maintained By Investment Advisers Under The Investment Advisers Act Of 1940 -- Rule 204-2

BOOKS AND RECORDS TO BE MAINTAINED BY INVESTMENT ADVISERS UNDER THE INVESTMENT ADVISERS ACT OF 1940 -- RULE 204-2

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0278 can be found here:

Documents and Forms

Document Name Document Type

no available documents/forms check other ICs listed under this ICR

Information Collection (IC) Details

IC Title:	BOOKS AND RECORDS TO BE MAINTAINED BY INVESTMENT ADVISERS UNDER THE INVESTMENT ADVISERS ACT OF 1940 -- RULE 204-2	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 1	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	5,049,870	195,743	4,854,127
Annual IC Time Burden (Hours)	5,049,870	195,743	4,854,127
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.