Information Collection

Cash Payments For Client Solicitations -- Rule 206(4)-3, Investment Advisers Act, 1940

IC 159092 under ICR 199406-3235-011 · OMB 3235-0242.

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Information Collection (IC) Details

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IC Title:	CASH PAYMENTS FOR CLIENT SOLICITATIONS -- RULE 206(4)-3, INVESTMENT ADVISERS ACT, 1940	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 3,588	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	39,468	33,968	5,500
Annual IC Time Burden (Hours)	25,260	21,740	3,520
Annual IC Cost Burden (Dollars)	0	0	0

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.