Information Collection

Annual Report On Investment Adviser's Brokerage Direction Practices -- Form Adv-b

IC 159715 under ICR 199503-3235-017 · OMB 3235-0455.

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Information Collection (IC) Details

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IC Title:	ANNUAL REPORT ON INVESTMENT ADVISER'S BROKERAGE DIRECTION PRACTICES -- FORM ADV-B	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 6,000	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	6,000	6,000
Annual IC Time Burden (Hours)	120,000	120,000
Annual IC Cost Burden (Dollars)	0	0

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