Information Collection

Statement Of Purpose For An Extension Of Credit Secured By Margin Stock

IC 177963 under ICR 199504-7100-004 · OMB 7100-0115.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 7100-0115 can be found here:

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Information Collection (IC) Details

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IC Title:	STATEMENT OF PURPOSE FOR AN EXTENSION OF CREDIT SECURED BY MARGIN STOCK	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	FR U-1				No	No

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 10,637	Number of Respondents for Small Entity: 0

Affected Public: Individuals or Households

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	2,954,432	2,941,032	13,400
Annual IC Time Burden (Hours)	157,853	69,788	88,065
Annual IC Cost Burden (Dollars)	0	0	0

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Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.