Report Filed by Small Business Investment Company (SBIC) Registered under the Investment Company Act of 1940 and an Affiliated Bank with Respect to Investments by the SBIC
ICR 199610-3235-003
OMB: 3235-0229
Federal Form Document
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0229 can be found here:
Report Filed by Small
Business Investment Company (SBIC) Registered under the Investment
Company Act of 1940 and an Affiliated Bank with Respect to
Investments by the SBIC
Extension without change of a currently approved collection
In accordance
with the Paperwork Reduction Act of 1995 and 5 CFR 1320, the form
(instructions) associated with this collection of information must
be revised to include information required in 5 CFR 1320.8(b)(3).
In additional, all future Federal Register notices should inform
the public that an agency may not conduct or sponsor, and a person
is not required to respond to, a collection of information unless
it displays a currently valid OMB control number.
Inventory as of this Action
Requested
Previously Approved
11/30/1999
11/30/1999
12/31/1996
5
0
5
25
0
25
0
0
0
Form N-17D-1 is used by small business
investment companies ("SBICs") and banks affiliated with SBICs to
report any loan or advance of credit to, or acquisition of
securities or other property of, a small business concern or any
agreement to do any of the foregoing.
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.