Information Collection

Hypothecation of Customers' Securities -- Rule 15c2-1

IC 35223 under ICR 199701-3235-008 · OMB 3235-0485.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0485 can be found here:

Documents and Forms

Document Name Document Type

No indexed documents/forms are available for this IC yet. A refresh has been queued.

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Hypothecation of Customers' Securities -- Rule 15c2-1	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 258	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	11,610	11,610
Annual IC Time Burden (Hours)	5,805	5,805
Annual IC Cost Burden (Dollars)	116,100,000	116,100,000

Documents for IC

Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.