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The U.S. Securities and Exchange Commission Requests Comments from Registered Broker-Dealers on State Licensing Requirements for Registered Persons

IC 35228 under ICR 199703-3235-006 · OMB 3235-0487.

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The U.S. Securities and Exchange Commission Requests Comments from Registered Broker-Dealers on State Licensing Requirements for Registered Persons
 
No Migrated
 
Voluntary
 

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability


    

200 0
   
Private Sector Businesses or other for-profits
 
   0 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 200 0 200 0 0 0
Annual IC Time Burden (Hours) 400 0 400 0 0 0
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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