Information Collection

Agency Cross Transactions for Advisory Clients -- Rule 206(3)-2 under the Investment Advisers Act of 1940

IC 34678 under ICR 199803-3235-005 · OMB 3235-0243.

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Information Collection (IC) Details

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IC Title:	Agency Cross Transactions for Advisory Clients -- Rule 206(3)-2 under the Investment Advisers Act of 1940	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 233	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	28,426	2,318	26,108
Annual IC Time Burden (Hours)	14,213	1,159	13,054
Annual IC Cost Burden (Dollars)	0	0	0

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.