Information Collection

Status of Investment Advisory Programs under the Investment Company Act of 1940 -- Rule 3a-4, 17 CFR 270.3a-4 under the Investment Company Act of 1940

IC 35138 under ICR 199809-3235-002 · OMB 3235-0459.

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Information Collection (IC) Details

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IC Title:	Status of Investment Advisory Programs under the Investment Company Act of 1940 -- Rule 3a-4, 17 CFR 270.3a-4 under the Investment Company Act of 1940	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 44	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	6,970,000	5,954,000	1,016,000
Annual IC Time Burden (Hours)	2,128,666	1,112,666	1,016,000
Annual IC Cost Burden (Dollars)	0	0	0

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.