Information Collection

Notification Provision for Brokers and Dealers -- Rule 17a-11, 17 CFR 240.17a-11

IC 34330 under ICR 199906-3235-003 · OMB 3235-0085.

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Information Collection (IC) Details

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IC Title:	Notification Provision for Brokers and Dealers -- Rule 17a-11, 17 CFR 240.17a-11	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 362	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Previously Approved
Annual Number of Responses for this IC	656	656
Annual IC Time Burden (Hours)	656	656
Annual IC Cost Burden (Dollars)	6,000	6,000

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