Information Collection

Registration of Clearing Agencies -- Rule 17Ab2-1, 17 CFR 240.17Ab2-1a, and Form CA-1, 17 CFR 249b.200

IC 34538 under ICR 199907-3235-004 · OMB 3235-0195.

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Documents and Forms

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Information Collection (IC) Details

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IC Title:	Registration of Clearing Agencies -- Rule 17Ab2-1, 17 CFR 240.17Ab2-1a, and Form CA-1, 17 CFR 249b.200	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	CA-1(SEC-1853)				No	No

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 15	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	1	0	1
Annual IC Time Burden (Hours)	130	0	130
Annual IC Cost Burden (Dollars)	16,391,000	1,391,000	15,000,000

Documents for IC

Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.