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Records To Be Made and Retained by Certain Exchange Members, Brokers, and Dealers -- Rule 17a-9T

IC 35318 under ICR 199908-3235-002 · OMB 3235-0524.

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Records To Be Made and Retained by Certain Exchange Members, Brokers, and Dealers -- Rule 17a-9T
 
No Migrated
 
Mandatory
 

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability


    

1,100 0
   
Private Sector Businesses or other for-profits
 
   0 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 1,100 0 -3,200 0 0 4,300
Annual IC Time Burden (Hours) 825 0 -1,325 0 0 2,150
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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            Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.