Information Collection

Notice to Issuers of Noncompliance with Transfer Agent Turnaround Standards -- Rule 17Ad-3(b), 17 CFR 240.17Ad-3

IC 35189 under ICR 199908-3235-012 · OMB 3235-0473.

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Information Collection (IC) Details

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IC Title:	Notice to Issuers of Noncompliance with Transfer Agent Turnaround Standards -- Rule 17Ad-3(b), 17 CFR 240.17Ad-3	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 2	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	2	0	2
Annual IC Time Burden (Hours)	2	0	2
Annual IC Cost Burden (Dollars)	0	-120,000	120,000

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