Report on Income and Expense -- Rule 17a-10, 17 CFR 240.17a-10

ICR 199908-3235-015

OMB: 3235-0122

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
ICR Details
3235-0122 199908-3235-015
Historical Active 199609-3235-013
SEC
Report on Income and Expense -- Rule 17a-10, 17 CFR 240.17a-10
Extension without change of a currently approved collection   No
Regular
Approved without change 09/30/1999
Retrieve Notice of Action (NOA) 08/17/1999
In accordance with the Paperwork Reduction Act of 1995 and 5 CFR 1320, the agency shall publish in a seperate notice announcing OMB approval of the collection of information a Paperwork Reduction Act statement which includes the information specified with 5 CFR 1320.8(b)(3)(i)-(iv), the OMB number, and the valid expiration date.
  Inventory as of this Action Requested Previously Approved
09/30/2002 09/30/2002 10/31/1999
350 0 2,600
4,200 0 2,600
0 0 70,000

Rule 17a-10 was adopted in 1968 to obtain economic and statistical data necessary for an ongoing analysis of the securities industry.

None
None


No

1
IC Title Form No. Form Name
Report on Income and Expense -- Rule 17a-10, 17 CFR 240.17a-10

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 350 2,600 0 0 -2,250 0
Annual Time Burden (Hours) 4,200 2,600 0 0 1,600 0
Annual Cost Burden (Dollars) 0 70,000 0 0 -70,000 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
08/17/1999


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