Information Collection

Reports by National Securities Exchanges and Registered National Securities Associations of Changes in Membership Status of Any of Their Members -- Rule 17a-19, 17 CFR 240.17a-19, & Form X-17A-19

IC 34423 under ICR 199908-3235-018 · OMB 3235-0133.

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Information Collection (IC) Details

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IC Title:	Reports by National Securities Exchanges and Registered National Securities Associations of Changes in Membership Status of Any of Their Members -- Rule 17a-19, 17 CFR 240.17a-19, & Form X-17A-19	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	SEC-1414				No	No

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 8	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	3,000	-600	3,600
Annual IC Time Burden (Hours)	750	-150	900
Annual IC Cost Burden (Dollars)	0	-22,000	22,000

Documents for IC

Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.