Information Collection

Rule 15c2-1 (17 CFR 240.15c2-1); Hypothecation of customers' securities

IC 35224 under ICR 200001-3235-012 · OMB 3235-0485.

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Information Collection (IC) Details

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IC Title:	Rule 15c2-1 (17 CFR 240.15c2-1); Hypothecation of customers' securities	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 177	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Program Change Due to Agency Discretion	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	7,965	0	-3,645	11,610
Annual IC Time Burden (Hours)	3,983	0	-1,822	5,805
Annual IC Cost Burden (Dollars)	0	-116,100,000	0	116,100,000

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.