Information Collection

Rule 17a-25, Electronic Submission of Securities Trading Data by Exchange Members, Brokers and Dealers

IC 35353 under ICR 200005-3235-002 · OMB 3235-0540.

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Information Collection (IC) Details

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IC Title:	Rule 17a-25, Electronic Submission of Securities Trading Data by Exchange Members, Brokers and Dealers	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 7,700	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 97 %

	Approved	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	18,200	18,200
Annual IC Time Burden (Hours)	2,695	2,695
Annual IC Cost Burden (Dollars)	150,000	150,000

Documents for IC

Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.