Information Collection

Rule 206(4)-3 under the Investment Advisers Act of 1940 [17 CFR 275.206(4)-3], "Cash Payments for Client Solicitations."

IC 34673 under ICR 200008-3235-001 · OMB 3235-0242.

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Information Collection (IC) Details

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IC Title:	Rule 206(4)-3 under the Investment Advisers Act of 1940 [17 CFR 275.206(4)-3], "Cash Payments for Client Solicitations."	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 1,588	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	17,468	-32,879	50,347
Annual IC Time Burden (Hours)	11,180	2,162	9,018
Annual IC Cost Burden (Dollars)	0	0	0

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