Information Collection

Rule 206(4)-4 under the Investment Advisers Act of 1940 [17 CFR 275.206(4)-4], "Financial and Disciplinary Information that Investment Advisers Must Disclose to Clients."

IC 34885 under ICR 200008-3235-002 · OMB 3235-0345.

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Information Collection (IC) Details

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IC Title:	Rule 206(4)-4 under the Investment Advisers Act of 1940 [17 CFR 275.206(4)-4], "Financial and Disciplinary Information that Investment Advisers Must Disclose to Clients."	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 1,118	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	1,677	324	1,353
Annual IC Time Burden (Hours)	8,385	1,620	6,765
Annual IC Cost Burden (Dollars)	0	0	0

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.