Family of Registration Filings - Form U5A, SEC 1843 & Form U5B, SEC 1844; Rules 1(a) and 1(b).

Family of Registration Filings - Form U5A, SEC 1843 & Form U5B, SEC 1844; Rules 1(a) and 1(b).

OMB: 3235-0170

IC ID: 34491

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Family of Registration Filings - Form U5A, SEC 1843 & Form U5B, SEC 1844; Rules 1(a) and 1(b).
 
No Migrated
 
Mandatory
 

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability
Form SEC-1844 Yes Yes
Form SEC-1843 Yes Yes


    

4 0
   
Private Sector Businesses or other for-profits
 
   100 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 4 0 0 3 0 1
Annual IC Time Burden (Hours) 320 0 0 300 0 20
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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