Rule 19d-3--Applications for Review of Final Disciplinary Sanctions, Denials of Membership Participation or Limitations of Access to Services Imposed by Self-Regulatory Organizations.

ICR 200106-3235-009

OMB: 3235-0204

Federal Form Document

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Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0204 200106-3235-009
Historical Active 199805-3235-005
SEC
Rule 19d-3--Applications for Review of Final Disciplinary Sanctions, Denials of Membership Participation or Limitations of Access to Services Imposed by Self-Regulatory Organizations.
Extension without change of a currently approved collection   No
Regular
Approved without change 07/17/2001
Retrieve Notice of Action (NOA) 06/15/2001
  Inventory as of this Action Requested Previously Approved
07/31/2004 07/31/2004 08/31/2001
50 0 50
900 0 900
0 0 0

Rule 19d-3 prescribes the form and content of applications to the Commission for review of final disciplinary sanctions, denials of membership, participation or association or prohibitions or limitations of access to services imposed by self-regulatory organizations.

None
None


No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 50 50 0 0 0 0
Annual Time Burden (Hours) 900 900 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
06/15/2001


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