Information Collection

Customer Protection-Reserves and Custody of Securities (17 CFR 240.15c3-3)

IC 34300 under ICR 200111-3235-018 · OMB 3235-0078.

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Documents and Forms

Documents and forms in this information collection
Document Name	Document Type

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IC Title:

Customer Protection-Reserves and Custody of Securities (17 CFR 240.15c3-3)

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Migrated

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 425

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Program Change Due to Agency Discretion	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	17,380	-1,037	3	18,414
Annual IC Time Burden (Hours)	902,378	858,913	-2,510	45,975
Annual IC Cost Burden (Dollars)	1,288,000	1,288,000	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.

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