Information Collection

Rule 17e-1 [17 CFR 270.17e-1] under the Investment Company Act of 1940, Brokerage Transactions on a Securities Exchange.

IC 34603 under ICR 200205-3235-002 · OMB 3235-0217.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0217 can be found here:

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Information Collection (IC) Details

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IC Title:	Rule 17e-1 [17 CFR 270.17e-1] under the Investment Company Act of 1940, Brokerage Transactions on a Securities Exchange.	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Migrated

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business:

Subfunction:

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 2,216	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Program Change Due to Agency Discretion	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	2,216	-38	404	1,850
Annual IC Time Burden (Hours)	5,050	1,388	-14,838	18,500
Annual IC Cost Burden (Dollars)	0	0	0	0

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.